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Retail Risk Register V5.1

  • 1
    Initial Assessment
  • 2
    Solution Development
  • 3
    Consultation
  • 4
    Decision
  • 5
    Awaiting Implementation
  • 6
    Implemented
Step 6 of 6
Implemented
Summary
PAB approved the following updates to the Retail Risk Register: - Revision of threshold for Risk Driver 12.3 following an investigation into the use of annulments. - Addition of Risk Driver 11.1 following the implementation of R0173 which introduces ISR ref to TDIS Reporting, allowing ETTOS leads to be matched to investigations.

Latest update and next planned activity

Date of latest update
Latest Update
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Impacts Overview

Priority and rationale

Priority last updated on 17 Sep 2026

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Activity

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