Governance of Data under the REC

Date of latest update
Type
Change
ID
R0046
Change Category
Priority
Urgent
Yes
Latest Update
_
Summary
_
Proposer
admin
Change Plan

REC Party Impact Assessment Issued

Completed

Start:

20 May 2022

Due:

10 Jun 2022

Completion:

10 Jun 2022

Present Revised Change Proposal Plan to the REC Change Panel

Completed

Start:

10 Jun 2022

Due:

21 Jun 2022

Completion:

21 Jun 2022

Consultation Period End

Not Started

Start:

21 Jun 2022

Due:

08 Jul 2022

Completion:

Final Change Report Issued

Not Started

Start:

08 Jul 2022

Due:

15 Jul 2022

Completion:

Responsible Committee Decision

Not Started

Start:

15 Jul 2022

Due:

19 Jul 2022

Completion:

Authority Determination

Not Started

Start:

19 Jul 2022

Due:

02 Aug 2022

Completion:

Impacted REC Documents
Impacted REC Services
Impacted REC Parties and Market Participants
Status
Implementation Status
Date Raised
REC Decision Maker
Lead Analyst
Jonathan Holland
Date of Update to Priority
Solution Development
Proposed solution summary
  1. As a Consumer, I want to have the confidence that my data is being handled compliantly in accordance with the Data Protection Act 2018. As a REC Party, I want to achieve better compliance and have clarification on my obligations in the context of REC Services.
  2. As the CRS Service Provider, I need to ensure when submitting reporting data from the REC v3.0 Go-Live Date I meet the REC Obligations. As RECCo I want to have an approval role concerning additional uses of data beyond the provision of the CRS services, so that a comprehensive approach to the governance of data under the REC is maintained.
  3. As a REC Party/Service User, I want to understand the reporting obligations I need to meet if I have suffered a personal data breach, to ensure that RECCo Board is made aware. As a REC Party/Service User, I need to understand that I will still need to independently assess and document my respective data protection roles under the REC. As a REC Party/Service User, I need to understand the roles and responsibilities of a Data Controller and/or Data Processor to be able to carry out my obligations under the REC.
Problem Statement
The current data protection and governance provisions in the REC are not fit for purpose, having the potential for ambiguity. Changes have been identified, following legal review, to provide more clarity for REC Parties who are Data Controllers and/or Data Processors, and to enable RECCo to maintain a comprehensive approach to the governance of data under the REC.
Stages Selection
SME
SME Role
Lead Technical Analyst
SME User
rosalind.timperley
SME Role
Lead Assurance Analyst
R0046 - Draft legal text submitted with CP (May 2022)
R0046 - Change Proposal Form
R0046 - Initial Assessment Report v2.0 (Approved)
R0046 - Change Proposal Plan v3.0 (Approved)
Company Name
RECCo
Review status
Review required

MHHS Programme Changes required to Central Switching Service

Date of latest update
Type
Change
ID
R0044
Change Category
Urgent
Yes
Latest Update
22/09/25 - This Change Proposal has been implemented as part of the MHHS M8 22 September 2025 REC Release.
Summary
This change has been raised by the Market-wide Half-Hourly Settlement (MHHS) Programme to implement the necessary Retail Energy Code (REC) changes in relation to a new Data Communications Company User Role for the Meter Data Retrieval service (MDR). The new role required by the MHHS Target Operating Model will be established by the Smart Energy Code Modification Proposal, SEC MP162. This REC change will provide the new system interfaces required for sharing the MDR’s Registration Data.
Proposer
Jason Brogden
Change Plan

Analysis and Requirements Gathering started

Completed

Start:

29 Apr 2022

Due:

05 May 2022

Completion:

05 May 2022

Present Updated Change Proposal Plan to REC Change Panel

Completed

Start:

05 May 2022

Due:

21 Jun 2022

Completion:

21 Jun 2022

Service Provider Impact Assessment initiated

Completed

Start:

21 Jun 2022

Due:

11 Jul 2022

Completion:

05 Jul 2022

Service Provider Impact Assessment completed

Completed

Start:

11 Jul 2022

Due:

15 Aug 2022

Completion:

10 Aug 2022

Present extended Change Proposal Plan to Change Panel

Completed

Start:

15 Aug 2022

Due:

06 Sep 2022

Completion:

06 Sep 2022

Requirement refinement and validation of Detailed Impact Assessment

Completed

Start:

06 Sep 2022

Due:

27 Sep 2022

Completion:

27 Sep 2022

Provide extended Change Proposal Plan to Change Panel

Completed

Start:

28 Oct 2022

Due:

31 Oct 2022

Completion:

25 Oct 2022

Preliminary Change Report Issued

Completed

Start:

27 Sep 2022

Due:

28 Oct 2022

Completion:

27 Oct 2022

Responsible Committee Review of the Preliminary Change Report

Completed

Start:

31 Oct 2022

Due:

01 Nov 2022

Completion:

01 Nov 2022

Consultation started

Completed

Start:

01 Nov 2022

Due:

04 Nov 2022

Completion:

03 Nov 2022

Consultation ended

Completed

Start:

04 Nov 2022

Due:

25 Nov 2022

Completion:

25 Nov 2022

Final Change Report issued

Completed

Start:

25 Nov 2022

Due:

09 Dec 2022

Completion:

09 Dec 2022

Responsible Committee ex-committee decision

Completed

Start:

09 Dec 2022

Due:

13 Dec 2022

Completion:

13 Dec 2022

Authority Determination

Completed

Start:

13 Dec 2022

Due:

02 Feb 2023

Completion:

02 Feb 2023
Impacted Consumers
Impacted REC Services
Impacted REC Parties and Market Participants
Status
Implementation Date
Status Live
EMAR Version _live
Implementation Status
Date Raised
REC Decision Maker
Lead Analyst
Harriet Truss
Date of Update to Priority
Solution Development
Proposed solution summary
  1. As the SMDSP, I want to be able to validate that an SMDR is registered so that I can provide them with access to the Metering Points to which they are registered.
  2. As a SMDR, I want to be able to access the Metering Points I am registered to so that I can collect settlement data from those meters
  3. As the CSS Provider, I want the CSS to be able to receive notifications from the Registration Service on the appointment/de-appointment of an SMDR so that I can send the appointment data to the SMDSP. As the CSS Provider, I want the CSS to be able to provide SMDR appointment data to the SMDSP.
Proposed Solution Document
Document title
R0044 - Draft Legal Text
Archive
Off
Document title
R0044 Final Legal Text (Post Consultation)
Archive
Off
Document title
Consultation page
Archive
Off
Document title
Link to EMAR Change Set
Archive
Off
Problem Statement
The MHHS Target Operating Model requires that the appointment data of the Smart Meter Data Retriever (SMDR) is available to the Smart Meter Data Service Provider (SMDSP), so that the SMDSP can provide SMDRs with access to the Smart Meters at Metering Points they are registered to. Currently the new SMDR role and appointment data do not exist in, nor can they be made available from, CSS as this is a new industry operating model.
SME
SME Role
Lead Technical Analyst
R0044 - Change Proposal form v1.0
MHHSP-BP003A-CSSandDCC Update - v3.0
R0044 Change Proposal Plan v5.0 (Approved)
R0044 Initial Assessment Report v1.0 (Approved)
R0044 - Preliminary Change Report v1.0 (Approved)
R0044 - Consolidated Consultation Responses v1.0
R0044 - Final Change Report v2.0 (Post-Vote)
R0044 - Ofgem Decision
Company Name
MHHS Programme
Review status
Review required

REC V3.0

Date of latest update
Type
Change
ID
R0041
Change Category
Urgent
Yes
Latest Update
_
Summary
_
Proposer
Alasdair MacMillan
Change Plan

Legal text baselined

Completed

Start:

10 Apr 2022

Due:

13 May 2022

Completion:

13 May 2022

Final Change Report Issued

Completed

Start:

13 May 2022

Due:

20 May 2022

Completion:

20 May 2022

Responsible Committee Decision

Completed

Start:

20 May 2022

Due:

07 Jun 2022

Completion:

07 Jun 2022

Authority Determination (Original)

Completed

Start:

07 Jun 2022

Due:

20 Jun 2022

Completion:

17 Jun 2022

Authority Determination (revoked and re-issued)

Completed

Start:

20 Jun 2022

Due:

29 Jun 2022

Completion:

29 Jun 2022
Impacted Consumers
Impacted REC Parties and Market Participants
Status
Implementation Date
Status Live
EMAR Version 18.07.2022_live
Implementation Status
Date Raised
REC Decision Maker
Date of Update to Priority
Solution Development
Proposed solution summary
  1. As a Consumer, I want to be able to successfully switch my Energy Supplier with minimal delay or hassle, so that I can start to receive the service and tariff from my chosen Energy Supplier at the earliest opportunity.
  2. As the Authority, I want the necessary changes made to the Retail Energy Code to introduce the obligations, processes and provisions for the new switching arrangements, to enable the successful transition to enduring governance and operational arrangements.
  3. As a REC Party, I want to be clear on the obligations I need to meet and the processes I need to follow post CSS go live, to ensure my organisation is ready for the introduction of the new switching arrangements.
  4. As a REC Service Provider, I want to be clear on the obligations, processes and service standards that I need to meet, to ensure my organisation is ready for the introduction of the new switching arrangements.
Proposed Solution Document
Document title
REC V3.0 Baselined documents
Archive
Off
Document title
REC v3.0 Baselined documents (REC Portal)
Archive
Off
Problem Statement
Changes are required to the REC, to ensure the appropriate obligations, processes and provisions are defined within the REC at CSS go-live, enabling successful transition to enduring governance and operational arrangements developed as part of Ofgem’s Switching Programme.
SME
SME Role
Lead Technical Analyst
SME User
beth.brown@capgemini.com
R0041 - Change Proposal Form
Letter from the Authority to the REC Code Manager - REC V3.0 Authority Change Proposal
R0041 - Change Proposal Plan v1.0 (Approved)
R0041 - Initial Assessment Report v2.0 (Approved)
R0041 - Final Change Report v3.0 (Post-Vote)
R0041 Authority Decision
Company Name
Ofgem
Review status
Review required

Prepayment Credit Balance Transfer Process

Date of latest update
Type
Change
ID
R0037
Change Category
Other Industry Codes impacted
Priority
Urgent
No
Latest Update
04/08/2026 - On 04 August 2026, the REC Change Panel approved this Proposal Plan.
Summary
This Change Proposal seeks to develop an agile, efficient, Consumer-centric solution for the transfer of credit balance as part of a smart prepayment Switch.
Proposer
Simon Bevis
Change Plan

Initial Analysis

Completed

Start:

10 Mar 2022

Due:

30 Jun 2022

Completion:

Present updated Change Proposal Plan to Change Panel

Completed

Start:

30 Jun 2022

Due:

19 Jul 2022

Completion:

Solution Development Complete

Completed

Start:

30 Jan 2023

Due:

29 Feb 2024

Completion:

29 Feb 2024

Present Updated Change Proposal Plan to Change Panel

Completed

Start:

19 Jul 2022

Due:

08 Nov 2022

Completion:

Present Updated Plan to Change Panel

Completed

Start:

08 Nov 2022

Due:

17 Jan 2023

Completion:

17 Jan 2023

Service Provider Impact Assessment

Completed

Start:

17 Jan 2023

Due:

30 Jan 2023

Completion:

30 Jan 2023
Impacted Consumers
Impacted REC Services
Impacted REC Parties and Market Participants
Implementation Status
Date Raised
Fuel
REC Decision Maker
Lead Analyst
florentina.monea
Date of Update to Priority
Solution Development
Proposed Solution Document
Document title
R0037 - Draft Legal Text v1.0
Archive
Off
Document title
R0037 - Solution Document v2.0
Archive
Off
SME
SME Role
Lead Technical Analyst
SME User
beth.brown@capgemini.com
SME Role
Lead Assurance Analyst
SME User
vaishnsharma@deloitte.co.uk
R0037 - CP Form (Downloadable version)
R0037 Consolidated Party IA Responses PUBLIC v1.0
R0037 - Change Proposal Plan V6.0 (Approved) 05.03.24
R0037 - Initial Assessment Report v1.0 (Approved) 06.04.22
R0037 Consolidated RFI Responses PUBLIC v1.0
R0037 Change Report (Proposal Plan) Approved
Company Name
Utilita Energy Limited
Review status
Review required